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Do You Really Want to be a Wealth Manager or an RIA?

The days of solitary financial advising may soon be a thing of the past. The abundance of complicated investment products coupled with the complex needs of high net worth investors require the skills...

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What’s in a Name? Professional Development for Wealth Managers

In an industry that is continually evolving, individual career paths are not always clearly marked. Wealth management specialists come from a variety of disciplines, professions and industries. Whether...

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Billion-Dollar RIAs: What is Their Secret?

A billion dollars or more under management–for many RIAs and wealth managers, it’s the stuff of which dreams are made. But for a skilled few, it has become reality. Even with the higher asset levels...

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For Art’s Sake: Client Appreciation Nights with a Cultural Twist

Client appreciation nights are nothing new to wealth managers. But, many are scurrying these days to host events to thank their high-net-worth clients for the continued trust and confidence they have...

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Philanthropic Network Says to the Industry: Put Your Money Where Your Heart Is?

The International Association of Advisors in Philanthropy (AiP) inspires and teaches advisors and their clients how to share the wealth and leave a legacy to the world.   Aristotle said in 347 BC, “To...

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Defining Risk for Clients

Will Rogers couldn’t have said it better:  “Forget about a return on my investment.  What I want is a return of my investment.”  Simply put, for most investors their first priority is to avoid losing...

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The Ethics of Revenue-Sharing: An Oxymoron?

Whose Best Interest is Served?   For all of us in this business, the challenge to capture more assets and gather new clients is paramount, particularly in uncertain economic and market climates. By...

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How Do You Price Your Value?

Clients are demanding more service for the fees they are paying, and are often asking RIAs and wealth managers to justify those fees. During times of market volatility, wealth managers are also being...

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For Art’s Sake: How to Host a Memorable Client Appreciation Night

Client appreciation nights are nothing new to wealth managers. But, many are scurrying these days to host events to thank their high-net-worth clients for the continued trust and confidence they have...

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Riches in Niches

Wise RIAs and Wealth Managers Become “Niche-Centric” by Targeting Unique Demographics   Innovative RIAs and wealth managers are continually searching for ways to differentiate themselves from their...

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